2010

Tombstones

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Tombstones in 2010

 
This announcement appears as a matter of record only.
January 2010

$1,985,622

PIPE Financing

Provided to:

Omni Bio Pharmaceutical, Inc. (OMBP.ob)



The undersigned arranged the private placement of these securities.


formerly Bathgate Capital Partners LLC

 
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This announcement appears as a matter of record only.
March 2010

$18,000,000

8% Convertable Notes with Warrants

Provided to:


The undersigned arranged the private placement of these securities.


formerly Bathgate Capital Partners LLC

 
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This announcement appears as a matter of record only.
May 2010


served as exclusive advisor to

AVFAST INDIA PRIVATE LIMITED
 
in negotiating, structuring and completing its sale to

with a total transaction value of approximately

$15,700,000

formerly Bathgate Capital Partners LLC

 
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This announcement appears as a matter of record only.
June 2010

$7,020,000

8% Convertable Notes with Warrants

Provided to:


(AERO.ob)
The undersigned arranged the private placement of these securities.


formerly Bathgate Capital Partners LLC

 
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This announcement appears as a matter of record only.
October 2010

$11,800,000

10% Convertible Notes

Provided to:
AdCare Health Systems Inc. (ADK:AMEX)

The undersigned arranged the private placement of these securities.


formerly Bathgate Capital Partners LLC

 
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This announcement appears as a matter of record only.
November 2010

$1,500,000

15% Convertible Notes with Warrants

Provided to:

(AERO.ob)
The undersigned arranged the private placement of these securities.


formerly Bathgate Capital Partners LLC

 
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This announcement appears as a matter of record only.
December 2010

$3,400,000

8% Convertible Notes with Warrants and Net Profits Interest

Provided to:


The undersigned arranged the private placement of these securities.


formerly Bathgate Capital Partners LLC

 
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