2006

Tombstones

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Tombstones in 2006

 
This announcement appears as a matter of record only.
January 2006

$1,902,500
Subordinated Convertible Debt Financing

Provided to:

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
January 18, 2006

$10,000,000
Meridian Ranch Metropolitan District

8.00% Subordinate General Obligation Limited
Tax Bonds,
Series 2006
Due December 1, 2025


The undersigned arranged the private placement of these securities.
Fulton Partners Investments – a division of
Bathgate Capital Partners LLC

 
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This announcement appears as a matter of record only.
February 2006

$17,375,000
Private Sale

Provided to Selling Shareholder of:

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.

March 31, 2006
$1,212,000

PIPE Financing

Provided to:

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
March 14, 2006

$1,300,000
Equity Financing

Provided to:

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
March 2006

$2,380,000
Private Sale

Provided to Selling Shareholder of:

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
April 2006

$365,000
Equity Financing

Provided to:

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
May 19, 2006

$6,020,404
Equity Financing

Provided to:

Daybreak Oil and Gas, Inc.

The undersigned arranged the private placement of these securities.

 
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served as exclusive strategic advisor to


JAB WIRELESS, INC.

in negotiating, structuring, and completing
its combination with

DIGIS LLC
WISPERTEL
LP BROADBAND
SKYBEAM
SUBURBAN BROADBAND
DIGIS BROADBAND

May 2006

This announcement appears as a matter of record only.

 
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This announcement appears as a matter of record only.
May 2006
$1,000,250

Series C Convertible Preferred Shares with Warrants

Provided to:


ATC Healthcare,inc

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
May 2006

$1,000,000
Equity Financing

Provided to:

JAB WIRELESS, INC.

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
June 26, 2006

$5,900,000
Falcon Trails Lending Trust

Certificates of Participation, 11.00%
Due December 1, 2009


The undersigned arranged the private placement of these securities.
Fulton Partners Investments – a division of
Bathgate Capital Partners LLC

 
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This announcement appears as a matter of record only.
June 29, 2006

$6,000,000
Class A Convertible Preferred Shares

Provided to:

The undersigned arranged the private placement of these securities.

The undersigned served as exclusive advisor to the Company.

 
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This announcement appears as a matter of record only.

July 26, 2006
$ 4,199,291

Equity Financing

Provided to:

Daybreak Oil and Gas, Inc.

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.

August 11, 2006
$3,013,915


Secured Convertible Notes and Warrants
Due May 26, 2011

The undersigned arranged the private placement of these securities.

Fulton Partners Investments – a division of Bathgate Capital Partners LLC

 
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served as exclusive strategic advisor to

in their sale to

August 2006
This announcement appears as a matter of record only.

 
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This announcement appears as a matter of record only.

September 2006
$344,000

Convertible Debt
Provided to


Creston Resources LTD

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.

October 24, 2006
$924,468


Secured Convertible Notes and Warrants
Due May 26, 2011

The undersigned arranged the private placement of these securities.

Fulton Partners Investments – a division of Bathgate Capital Partners LLC

 
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This announcement appears as a matter of record only.

October 5, 2006
$262,000

Common Stock

Provided to:

Beeman Holdings LLC

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.

November 6, 2006
$ 5,040,000

Equity Financing

Provided to

A4S Security Inc. The undersigned arranged the private placement of these securities.

 
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served as exclusive strategic advisor to

A4S Security Inc. in negotiating, structuring, and completing its combination with

 
November 2006
This announcement appears as a matter of record only.

 
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This announcement appears as a matter of record only.

November 2006
$2,207,250

$1,637,000 12% Series A Secured
Promissary Notes
& $613,000 Priority Membership Interests in PREPCO

Provided to:

Portofino Real Estate
Properties Company, LLC

The undersigned arranged the private placement of these securities.

The undersigned served as exclusive advisor to the Company.

 
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This announcement appears as a matter of record only.

December 20, 2006
$1,200,000

Falcon Trails LLC Promissory Note
11.00%, Due November 1, 2010

Provided to:

The undersigned arranged the private placement of these securities.
Fulton Partners Investments – a division of BathgateCapital Partners LLC

 
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This announcement appears as a matter of record only.

December 27, 2006
$3,550,000

Latigo Creek Public Facilities Authority
Developer Assessment Revenue Bonds, Series 2006A
8.00%, Due November 1, 2012

Provided to:

The undersigned arranged the private placement of these securities.

Fulton Partners Investments – a division of BathgateCapital Partners LLC

 
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