2011

Tombstones

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Tombstones in 2011

 
This announcement appears as a matter of record only.
January 2011

$18,000,000

Private Placement of Common Stock



The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
January 2011

$607,500

PIPE Financing

Provided to:

Athena Silver Corporation (OTCBB:AHNR)

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
March 2011

$21,257,779

PIPE Financing



American Standard Energy (ASEN: OTCBB)

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
March 2011

$1,500,000

Equity Financing

Provided to:

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
April 2011

$726,500

Convertible Debt Financing

Provided to:

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
May 2011

$975,200

10% Convertible Notes

Provided to:

AdCare Health Systems Inc. (ADK:AMEX)

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
August 2011

$3,797,375

PIPE Financing

Provided to:

Omni Bio Pharmaceutical, Inc. (OMBP: OTCBB)

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
December 2011

$1,633,866.45

17% Notes with Revenue Participation

Provided to:

AeroGrow International Inc. (AERO: OTCBB)

The undersigned arranged the private placement of these securities.

 
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This announcement appears as a matter of record only.
December 2011

$40,249,998

Follow-On Offering of Common Stock

Provided to:

(NYSE AMEX: SYRG)

The undersigned acted as a co-manager in the placement of these securities.

 
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